SEC Form 4 · accession 0000906193-16-000091
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis C Vintro
Officer — SVP of New Products&Bus Dev
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 3, 2016 | F | 650 | $11.00 | D | 72,446 | D | |
| Common SharesF2 | Oct 3, 2016 | F | 654 | $11.00 | D | 71,792 | D | |
| Common SharesF3 | Oct 3, 2016 | F | 714 | $11.00 | D | 71,078 | D | |
| Common SharesF4,F5 | Oct 3, 2016 | F | 791 | $11.00 | D | 70,578 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 1,833 shares of restricted common stock.
- F2Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 1,812 shares of restricted common stock.
- F3Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 1,963 shares of restricted common stock.
- F4Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 2,174 shares of restricted common stock.
- F5Includes 158 shares purchased on June 30, 2016 and 133 shares purchased on September 30, 2016 under the Key Technology, Inc. Employee Stock Purchase Plan.