SEC Form 4 · accession 0000906193-16-000090
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Siegal
Officer — Senior Vice President & CFO
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 3, 2016 | F | 215 | $11.00 | D | 52,107 | D | |
| Common SharesF2 | Oct 3, 2016 | F | 208 | $11.00 | D | 51,899 | D | |
| Common SharesF3 | Oct 3, 2016 | F | 455 | $11.00 | D | 51,444 | D | |
| Common SharesF4 | Oct 3, 2016 | F | 582 | $11.00 | D | 50,862 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 810 shares of restricted common stock.
- F2Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 785 shares of restricted common stock.
- F3Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 1,707 shares of restricted common stock.
- F4Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 2,126 shares of restricted common stock.