SEC Form 4 · accession 0000906193-16-000086
KEY TECHNOLOGY INC · KTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Johnson
Other
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 3, 2016 | F | 190 | $11.00 | D | 25,421 | D | |
| Common SharesF2 | Oct 3, 2016 | F | 204 | $11.00 | D | 25,217 | D | |
| Common SharesF3 | Oct 3, 2016 | F | 226 | $11.00 | D | 24,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 717 shares of restricted common stock.
- F2Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 768 shares of restricted common stock.
- F3Delivery of shares to Company to satisfy tax withholding obligations in connection with lapse of restrictions on 851 shares of restricted common stock.