SEC Form 4/A · accession 0001127602-19-007543
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Garechana
Officer — EVP & Chief Financial Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 21, 2019 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Feb 1, 2019 | A | 6,079 | $0.00 | A | 15,379 | D | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 131 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4,F5 | $72.02 | Feb 1, 2019 | A | 12,542 | A | — | Feb 1, 2029 | Common Shares Of Beneficial Interest | 12,542 | 12,542 | D |
Explanation of responses
- F1Represents restricted shares scheduled to vest on February 1, 2022. The original Form 4 filed on February 5, 2019 for this grant listed 5,611 shares acquired.
- F2Direct total includes restricted shares of Equity Residential scheduled to vest in the future, which includes restricted shares that the reporting person has elected to defer to the Equity Residential Supplemental Executive Retirement Plan.
- F3Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2019.
- F4The original Form 4 filed on February 5, 2019 for this grant listed 16,724 share options.
- F5Represents share options scheduled to vest in approximately three equal installments on February 1, 2020, February 1, 2021 and February 1, 2022.