SEC Form 4 · accession 0001127602-19-007538
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Brackenridge
Officer — Executive Vice President
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Feb 19, 2019 | M | 2,412 | $41.44 | A | 33,054 | D | |
| Common Shares Of Beneficial InterestF1 | Feb 19, 2019 | M | 6,421 | $51.34 | A | 39,475 | D | |
| Common Shares Of Beneficial InterestF2,F1 | Feb 19, 2019 | S | 6,421 | $73.27 | D | 33,054 | D | |
| Common Shares Of Beneficial InterestF1 | Feb 19, 2019 | M | 11,281 | $46.72 | A | 44,335 | D | |
| Common Shares Of Beneficial InterestF3,F1 | Feb 19, 2019 | S | 11,281 | $73.24 | D | 33,054 | D | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 2,815 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $41.44 | Feb 19, 2019 | M | 2,412 | D | Oct 29, 2014 | Oct 29, 2020 | Common Shares Of Beneficial Interest | 2,412 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F5 | $51.34 | Feb 19, 2019 | M | 6,421 | D | — | Feb 3, 2022 | Common Shares Of Beneficial Interest | 6,421 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F6 | $46.72 | Feb 19, 2019 | M | 11,281 | D | — | Feb 7, 2023 | Common Shares Of Beneficial Interest | 11,281 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
- F2The price represents the weighted average price of the shares sold. The shares were sold within a range of $73.26 to $73.30. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price represents the weighted average price of the shares sold. The shares were sold within a range of $73.21 to $73.27. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2019.
- F5Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.
- F6Represents options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.