SEC Form 5 · accession 0001127602-19-006002
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Neithercut
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Partnership UnitsF1 | $0.00 | Jan 19, 2018 | G | 1,376 | D | — | — | Common Shares Of Beneficial Interest | 1,376 | 22,659 | I |
| Operating Partnership UnitsF1 | $0.00 | Jan 19, 2018 | G | 1,376 | A | — | — | Common Shares Of Beneficial Interest | 1,376 | 259,351 | D |
| Operating Partnership UnitsF1 | $0.00 | Jan 19, 2018 | G | 1,376 | A | — | — | Common Shares Of Beneficial Interest | 1,376 | 259,351 | D |
| Operating Partnership UnitsF1 | $0.00 | Jan 19, 2018 | G | 1,376 | D | — | — | Common Shares Of Beneficial Interest | 1,376 | 22,659 | I |
Explanation of responses
- F1The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.