SEC Form 4 · accession 0001127602-19-005159
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan W George
Officer — Executive Vice President & CIO
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Feb 8, 2019 | M | 25,000 | $48.13 | A | 81,582 | D | |
| Common Shares Of Beneficial InterestF1 | Feb 8, 2019 | S | 25,000 | $73.56 | D | 56,582 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 25 | I | 401(k) Plan | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 4,112 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $48.13 | Feb 8, 2019 | M | 25,000 | D | — | Feb 6, 2024 | Common Shares Of Beneficial Interest | 25,000 | 13,993 | D |
Explanation of responses
- F1Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
- F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2019.
- F3Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.
- F4Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.