SEC Form 4 · accession 0001127602-19-004190

VIVMARK RESIDENTIAL · VMRK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Feb 1, 2019

Accepted (ET)

Feb 5, 2019 · 5:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000906107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares Of Beneficial Interest^F1,F2	Feb 1, 2019	A	1,398	$0.00	A	6,786	D
Common Shares Of Beneficial Interest^F3	holding	—	—		—	237	I	401(k) Plan
Common Shares Of Beneficial Interest^F4	holding	—	—		—	171	I	SERP Account

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F5	$72.02	Feb 1, 2019	A	4,170	A	—	Feb 1, 2029	Common Shares Of Beneficial Interest	4,170	4,170	D

F1Represents restricted shares scheduled to vest on February 1, 2022.
F2Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2019.
F4Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.
F5Represents share options scheduled to vest in three equal installments on February 1, 2020, February 1, 2021 and February 1, 2022.