SEC Form 4 · accession 0001127602-18-033179

VIVMARK RESIDENTIAL · VMRK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President & CIO

Period of report

Nov 13, 2018

Accepted (ET)

Nov 15, 2018 · 4:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000906107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares Of Beneficial Interest^F1	Nov 13, 2018	M	35,000	$46.72	A	91,582	D
Common Shares Of Beneficial Interest^F1	Nov 13, 2018	S	10,000	$68.00	D	81,582	D
Common Shares Of Beneficial Interest^F2,F1	Nov 13, 2018	S	25,000	$67.75	D	56,582	D
Common Shares Of Beneficial Interest^F3	holding	—	—		—	25	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F4	$46.72	Nov 13, 2018	M	35,000	D	—	Feb 7, 2023	Common Shares Of Beneficial Interest	35,000	12,916	D

F1Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F2The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.75 to $67.76. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.
F4Represents share options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.