SEC Form 4 · accession 0001127602-18-020793
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Neithercut
Officer — President & CEO · Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Jun 12, 2018 | M | 25,000 | $19.67 | A | 27,874 | I | Family Limited Partnership |
| Common Shares Of Beneficial InterestF1 | Jun 12, 2018 | S | 25,000 | $64.50 | D | 2,874 | I | Family Limited Partnership |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 3,286 | I | 401(k) Plan | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 78,502 | I | Trust I | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 26,600 | I | Trust III |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $19.67 | Jun 12, 2018 | M | 25,000 | D | — | Feb 6, 2019 | Common Shares Of Beneficial Interest | 25,000 | 94,562 | I |
Explanation of responses
- F1Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
- F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 16, 2018.
- F3Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
- F4Represents options which vested in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.