SEC Form 5 · accession 0001127602-18-015244
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Brackenridge
Officer — Executive Vice President
Period of report
Dec 31, 2017
Accepted (ET)
Apr 25, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF3 | Feb 20, 2015 | S | 143 | $78.4203 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Mar 18, 2015 | P | 42 | $80.18 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Mar 27, 2015 | S | 151 | $78.41 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Jun 9, 2015 | P | 128 | $70.9711 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Jul 27, 2015 | P | 50 | $75.1364 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Aug 19, 2015 | S | 93 | $76.4262 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Feb 8, 2016 | P | 249 | $71.7861 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Mar 18, 2016 | S | 2,179 | $73.88 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Apr 22, 2016 | S | 112 | $71.7811 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | May 26, 2016 | P | 185 | $68.6939 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Jun 14, 2016 | P | 46 | $64.5224 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Jul 25, 2016 | P | 61 | $70.2435 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Jul 28, 2016 | S | 406 | $66.7876 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Oct 14, 2016 | P | 188 | $61.5039 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Mar 2, 2017 | S | 80 | $63.385 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Oct 12, 2017 | S | 104 | $67.1644 | D | 19,971 | D | |
| Common Shares Of Beneficial InterestF3 | Nov 24, 2017 | P | 20 | $68.2599 | A | 19,971 | D | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 2,701 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.
- F2The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.
- F3Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.
- F4Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 13, 2017.