SEC Form 5 · accession 0001127602-18-005565

VIVMARK RESIDENTIAL · VMRK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Dec 31, 2017

Accepted (ET)

Feb 13, 2018 · 5:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000906107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares Of Beneficial Interest^F1	Dec 22, 2017	G	40,000	$0.00	D	78,502	I	Trust I
Common Shares Of Beneficial Interest^F2	holding	—	—		—	3,230	I	401(k) Plan
Common Shares Of Beneficial Interest^F3	holding	—	—		—	2,874	I	Family Limited Partnership
Common Shares Of Beneficial Interest^F4	holding	—	—		—	26,600	I	Trust III

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Operating Partnership Units^F5	$0.00	Dec 11, 2017	G	7,913	D	—	—	Common Shares Of Beneficial Interest	7,913	24,035	I
Operating Partnership Units^F5	$0.00	Dec 11, 2017	G	7,913	D	—	—	Common Shares Of Beneficial Interest	7,913	24,035	I

F1Represents shares beneficially owned by Trust I, a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of Trust I, and, as such, may be deemed to be the beneficial owner of these shares.
F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 13, 2017.
F3Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
F4Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
F5The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.