SEC Form 4 · accession 0001127602-18-003977
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Kaufman
Officer — Chief Accounting Officer
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Feb 1, 2018 | A | 2,929 | $0.00 | A | 20,351 | D | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 480 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $60.33 | Feb 1, 2018 | A | 9,579 | A | — | Feb 1, 2028 | Common Shares Of Beneficial Interest | 9,579 | 9,579 | D |
Explanation of responses
- F1Represents restricted shares scheduled to vest on February 1, 2021.
- F2Direct total includes restricted shares of Equity Residential (the "Company") scheduled to vest in the future.
- F3Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 12, 2018.
- F4Represents share options scheduled to vest in three equal installments on February 1, 2019, February 1, 2020 and February 1, 2021.