SEC Form 4 · accession 0001127602-17-027257
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce C Strohm
Officer — EVP & General Counsel
Period of report
Sep 8, 2017
Accepted (ET)
Sep 11, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Sep 8, 2017 | M | 10,000 | $51.34 | A | 21,255 | D | |
| Common Shares Of Beneficial InterestF1 | Sep 8, 2017 | S | 10,000 | $68.50 | D | 11,255 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 3,212 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $51.34 | Sep 8, 2017 | M | 10,000 | D | — | Feb 3, 2022 | Common Shares Of Beneficial Interest | 10,000 | 22,906 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 15, 2017.
- F3Represents share options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.