SEC Form 4 · accession 0001127602-17-021748
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Neal
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Jun 15, 2017 | A | 1,494 | $0.00 | A | 13,614 | D | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 14,634 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F4 | $67.77 | Jun 15, 2017 | A | 5,588 | A | Jun 15, 2018 | Jun 15, 2027 | Common Shares Of Beneficial Interest | 5,588 | 5,588 | D |
Explanation of responses
- F1Represents restricted shares granted for prospective service from the 2017 Annual Meeting of Shareholders to the 2018 Annual Meeting of Shareholders which are scheduled to vest on June 15, 2018.
- F2Direct total includes restricted shares of the Company scheduled to vest in the future.
- F3Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F4Represents share options granted for prospective service from the 2017 Annual Meeting of Shareholders to the 2018 Annual Meeting of Shareholders.