SEC Form 4 · accession 0001127602-16-070427
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan W George
Officer — Executive Vice President & CIO
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Dec 16, 2016 | M | 25,000 | $45.78 | A | 111,436 | D | |
| Common Shares Of Beneficial InterestF1 | Dec 16, 2016 | S | 25,000 | $64.00 | D | 86,436 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 24 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $45.78 | Dec 16, 2016 | M | 25,000 | D | — | Feb 7, 2021 | Common Shares Of Beneficial Interest | 25,000 | 28,157 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2016.
- F3Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014