SEC Form 4 · accession 0001127602-16-067194
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Altshuler
Officer — Executive Vice President
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Nov 14, 2016 | A | 1,928 | $51.85 | A | 35,131 | D | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 1,222 | I | 401(k) Plan | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 62 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired through Equity Residential's Employee Share Purchase Plan.
- F2Direct total includes restricted shares of the Company scheduled to vest in the future.
- F3Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2016.
- F4Represents shares beneficially owned by Mr. Altshuler's spouse. Mr. Altshuler disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.