SEC Form 4 · accession 0001127602-16-043859
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Zell
Director · Other
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Feb 26, 2016 | A | 1,578 | $63.37 | A | 36,552 | I | Samuel Zell Revocable Trust |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 2,230,013 | D | ||
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 600 | I | By Spouse, Trustee for Helen Zell Revocable Trust | |
| Common Shares Of Beneficial InterestF5 | holding | — | — | — | 1,206,968 | I | Samstock, L.L.C. | |
| Common Shares Of Beneficial InterestF6 | holding | — | — | — | 689,643 | I | SERP Account | |
| Common Shares Of Beneficial InterestF7 | holding | — | — | — | 1,246 | I | SZ JoAnn Trust | |
| Common Shares Of Beneficial InterestF8 | holding | — | — | — | 1,246 | I | SZ Kellie Trust | |
| Common Shares Of Beneficial InterestF9 | holding | — | — | — | 1,246 | I | SZ Matthew Trust | |
| Common Shares Of Beneficial InterestF10 | holding | — | — | — | 154,480 | I | Zell Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares acquired through Equity Residential's Employee Share Purchase Plan.
- F10Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.
- F2Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.
- F3Direct total includes restricted shares of the Company scheduled to vest in the future.
- F4Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
- F5Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- F6Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person, and includes shares acquired through dividend reinvestments.
- F7Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- F8Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
- F9Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.