SEC Form 4 · accession 0001127602-16-035973

VIVMARK RESIDENTIAL · VMRK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John Powers

Officer — Executive Vice President

Period of report

Jan 4, 2016

Accepted (ET)

Jan 5, 2016 · 5:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000906107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares Of Beneficial Interest	Jan 4, 2016	M	390	$53.50	A	1,955	D
Common Shares Of Beneficial Interest^F1	Jan 4, 2016	S	390	$80.287	D	1,565	D
Common Shares Of Beneficial Interest	Jan 4, 2016	M	5,607	$53.50	A	7,172	D
Common Shares Of Beneficial Interest^F2	Jan 4, 2016	S	5,607	$80.239	D	1,565	D
Common Shares Of Beneficial Interest	Jan 4, 2016	M	5,989	$38.57	A	7,554	D
Common Shares Of Beneficial Interest^F3	Jan 4, 2016	S	5,989	$80.267	D	1,565	D
Common Shares Of Beneficial Interest	Jan 4, 2016	M	2,592	$38.57	A	4,157	D
Common Shares Of Beneficial Interest^F4	Jan 4, 2016	S	2,592	$80.224	D	1,565	D
Common Shares Of Beneficial Interest^F5	holding	—	—		—	301	I	401(k) Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F6	$53.50	Jan 4, 2016	M	390	D	—	Feb 8, 2017	Common Shares Of Beneficial Interest	390	5,607	D
Non-qualified Stock Option (Right to Buy)^F6	$53.50	Jan 4, 2016	M	5,607	D	—	Feb 8, 2017	Common Shares Of Beneficial Interest	5,607	0	D
Non-qualified Stock Option (Right to Buy)^F7	$38.57	Jan 4, 2016	M	5,989	D	—	Feb 7, 2018	Common Shares Of Beneficial Interest	5,989	2,592	D
Non-qualified Stock Option (Right to Buy)^F7	$38.57	Jan 4, 2016	M	2,592	D	—	Feb 7, 2018	Common Shares Of Beneficial Interest	2,592	0	D

Explanation of responses

F1The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.286 to $80.288. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.230 to $80.250. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.266 to $80.270. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.22 to $80.235. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 12, 2015.
F6Represents share options which vested in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010.
F7Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011.