SEC Form 4 · accession 0001127602-16-035938
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Neal
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Jan 4, 2016 | S | 2,000 | $80.08 | D | 8,189 | D | |
| Common Shares Of Beneficial InterestF1 | Jan 4, 2016 | M | 2,762 | $61.25 | A | 10,951 | D | |
| Common Shares Of Beneficial InterestF1 | Jan 4, 2016 | S | 2,762 | $80.153 | D | 8,189 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 14,634 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $61.25 | Jan 4, 2016 | M | 2,762 | D | Jun 12, 2015 | Jun 12, 2024 | Common Shares Of Beneficial Interest | 2,762 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.