SEC Form 4 · accession 0001127602-16-035413
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan W George
Officer — Executive Vice President & CIO
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Dec 30, 2015 | M | 17,971 | $32.97 | A | 90,913 | D | |
| Common Shares Of Beneficial Interest | Dec 30, 2015 | S | 17,971 | $82.00 | D | 72,942 | D | |
| Common Shares Of Beneficial InterestF1 | holding | — | — | — | 20 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $32.97 | Dec 30, 2015 | M | 17,971 | D | — | Feb 5, 2020 | Common Shares Of Beneficial Interest | 17,971 | 0 | D |
Explanation of responses
- F1Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 12, 2015.
- F2Represents share options which vested in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.