SEC Form 4 · accession 0001127602-15-034711
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Alexander
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Dec 17, 2015 | M | 4,599 | $38.57 | A | 77,640 | D | |
| Common Shares Of Beneficial InterestF2,F1 | Dec 17, 2015 | S | 4,599 | $80.261 | D | 73,041 | D | |
| Common Shares Of Beneficial InterestF1 | Dec 17, 2015 | M | 11,098 | $23.07 | A | 84,139 | D | |
| Common Shares Of Beneficial InterestF3,F1 | Dec 17, 2015 | S | 11,098 | $80.247 | D | 73,041 | D | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 31,514 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F5 | $38.57 | Dec 17, 2015 | M | 4,599 | D | — | Feb 7, 2018 | Common Shares Of Beneficial Interest | 4,599 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F6 | $23.07 | Dec 17, 2015 | M | 11,098 | D | — | Feb 6, 2019 | Common Shares Of Beneficial Interest | 11,098 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.22 to $80.31. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.22 to $80.28. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F5Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.
- F6Represents share options scheduled to vest in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.