SEC Form 4 · accession 0001127602-15-029785
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark N Tennison
Officer — Executive Vice President
Period of report
Oct 27, 2015
Accepted (ET)
Oct 29, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Oct 27, 2015 | M | 9,224 | $42.80 | A | 20,105 | D | |
| Common Shares Of Beneficial InterestF1 | Oct 27, 2015 | S | 9,224 | $80.732 | D | 10,881 | D | |
| Common Shares Of Beneficial Interest | Oct 27, 2015 | M | 12,480 | $53.50 | A | 23,361 | D | |
| Common Shares Of Beneficial InterestF2 | Oct 27, 2015 | S | 12,480 | $80.538 | D | 10,881 | D | |
| Common Shares Of Beneficial Interest | Oct 27, 2015 | M | 400 | $38.57 | A | 11,281 | D | |
| Common Shares Of Beneficial InterestF3 | Oct 27, 2015 | S | 400 | $80.545 | D | 10,881 | D | |
| Common Shares Of Beneficial Interest | Oct 27, 2015 | M | 300 | $23.07 | A | 11,181 | D | |
| Common Shares Of Beneficial InterestF4 | Oct 27, 2015 | S | 300 | $80.553 | D | 10,881 | D | |
| Common Shares Of Beneficial Interest | Oct 27, 2015 | M | 10 | $23.07 | A | 10,891 | D | |
| Common Shares Of Beneficial Interest | Oct 27, 2015 | S | 10 | $80.00 | D | 10,881 | D | |
| Common Shares Of Beneficial Interest | Oct 27, 2015 | M | 400 | $32.97 | A | 11,281 | D | |
| Common Shares Of Beneficial InterestF5 | Oct 27, 2015 | S | 400 | $80.525 | D | 10,881 | D | |
| Common Shares Of Beneficial InterestF6 | Oct 27, 2015 | S | 670 | $79.64 | D | 670 | I | SERP Account |
| Common Shares Of Beneficial Interest | Oct 28, 2015 | M | 1,828 | $38.57 | A | 12,709 | D | |
| Common Shares Of Beneficial InterestF7 | Oct 28, 2015 | S | 1,828 | $80.009 | D | 10,881 | D | |
| Common Shares Of Beneficial InterestF8 | holding | — | — | — | 260 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F9 | $42.80 | Oct 27, 2015 | M | 9,224 | D | — | Feb 3, 2016 | Common Shares Of Beneficial Interest | 9,224 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F10 | $53.50 | Oct 27, 2015 | M | 12,480 | D | — | Feb 8, 2017 | Common Shares Of Beneficial Interest | 12,480 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F11 | $38.57 | Oct 27, 2015 | M | 400 | D | — | Feb 7, 2018 | Common Shares Of Beneficial Interest | 400 | 20,028 | D |
| Non-qualified Stock Option (Right to Buy)F12 | $23.07 | Oct 27, 2015 | M | 300 | D | — | Feb 6, 2019 | Common Shares Of Beneficial Interest | 300 | 50,586 | D |
| Non-qualified Stock Option (Right to Buy)F12 | $23.07 | Oct 27, 2015 | M | 10 | D | — | Feb 6, 2019 | Common Shares Of Beneficial Interest | 10 | 50,576 | D |
| Non-qualified Stock Option (Right to Buy)F13 | $32.97 | Oct 27, 2015 | M | 400 | D | — | Feb 5, 2020 | Common Shares Of Beneficial Interest | 400 | 57,650 | D |
| Non-qualified Stock Option (Right to Buy)F11 | $38.57 | Oct 28, 2015 | M | 1,828 | D | — | Feb 7, 2018 | Common Shares Of Beneficial Interest | 1,828 | 18,200 | D |
Explanation of responses
- F1The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.67 to $80.76. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F10Represents share options scheduled to vest in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. The reporting person disclaims beneficial ownership of a portion of such options except to the extent of his pecuniary interest therein.
- F11Represents share options scheduled to vest in three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. The reporting person disclaims beneficial ownership of a portion of such options except to the extent of his pecuniary interest therein.
- F12Represents share options scheduled to vest in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012. The reporting person disclaims beneficial ownership of a portion of such options except to the extent of his pecuniary interest therein.
- F13Represents share options scheduled to vest in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013.
- F2The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.50 to $80.61. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.50 to $80.60. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.51 to $80.59. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.50 to $80.58. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F7The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.00 to $80.02. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F8Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 12, 2015.
- F9Represents share options scheduled to vest in approximately three equal installments on February 3, 2007, February 3, 2008 and February 3, 2009.