SEC Form 4 · accession 0001127602-15-012357
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark N Tennison
Officer — Executive Vice President
Period of report
Mar 20, 2015
Accepted (ET)
Mar 23, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Mar 20, 2015 | S | 1,916 | $81.73 | D | 1,916 | I | SERP Account |
| Common Shares Of Beneficial Interest | Mar 20, 2015 | M | 5,000 | $42.80 | A | 15,881 | D | |
| Common Shares Of Beneficial Interest | Mar 20, 2015 | S | 5,000 | $81.74 | D | 10,881 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 255 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $42.80 | Mar 20, 2015 | M | 5,000 | D | — | Feb 3, 2016 | Common Shares Of Beneficial Interest | 5,000 | 9,224 | D |
Explanation of responses
- F1Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F2Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 10, 2015.
- F3Represents share options scheduled to vest in approximately three equal installments on February 3, 2007, February 3, 2008 and February 3, 2009.