SEC Form 4 · accession 0001127602-15-012194
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Neal
Director
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Mar 18, 2015 | M | 6,070 | $32.97 | A | 14,578 | D | |
| Common Shares Of Beneficial InterestF1 | Mar 18, 2015 | S | 6,070 | $80.00 | D | 8,508 | D | |
| Common Shares Of Beneficial InterestF2 | Mar 19, 2015 | S | 2,583 | $79.73 | D | 14,634 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $32.97 | Mar 18, 2015 | M | 6,070 | D | — | Feb 5, 2020 | Common Shares Of Beneficial Interest | 6,070 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F3Represents share options scheduled to vest in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013 (for prospective service from the June 2010 annual meeting to the June 2011 annual meeting).