SEC Form 4 · accession 0001127602-15-006046
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Alexander
Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Feb 12, 2015 | M | 4,445 | $42.80 | A | 77,694 | D | |
| Common Shares Of Beneficial InterestF1 | Feb 12, 2015 | S | 4,445 | $80.00 | D | 73,249 | D | |
| Common Shares Of Beneficial InterestF1 | Feb 12, 2015 | M | 2,998 | $53.50 | A | 76,247 | D | |
| Common Shares Of Beneficial InterestF1 | Feb 12, 2015 | S | 2,998 | $80.00 | D | 73,249 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 45,142 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $42.80 | Feb 12, 2015 | M | 4,445 | D | — | Feb 3, 2016 | Common Shares Of Beneficial Interest | 4,445 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $53.50 | Feb 12, 2015 | M | 2,998 | D | — | Feb 8, 2017 | Common Shares Of Beneficial Interest | 2,998 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F3Represents share options scheduled to vest in approximately three equal installments on August 3, 2006, February 3, 2007 and February 3, 2008.
- F4Represents share options scheduled to vest in approximately three equal installments on August 8, 2007, February 8, 2008 and February 8, 2009.