SEC Form 4 · accession 0001127602-15-005036
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Kaufman
Officer — Chief Accounting Officer
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Feb 5, 2015 | A | 2,023 | $0.00 | A | 14,852 | D | |
| Common Shares Of Beneficial InterestF3,F2 | Feb 6, 2015 | S | 527 | $78.37 | D | 14,325 | D | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 378 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F5 | $80.27 | Feb 5, 2015 | A | 3,960 | A | — | Feb 5, 2025 | Common Shares Of Beneficial Interest | 3,960 | 3,960 | D |
Explanation of responses
- F1Represents restricted shares scheduled to vest on February 5, 2018.
- F2Direct total includes restricted shares of the Company scheduled to vest in the future.
- F3Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.
- F4Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 10, 2015.
- F5Represents share options scheduled to vest in three equal installments on February 5, 2016, February 5, 2017 and February 5, 2018.