SEC Form 4 · accession 0001127602-15-005032

VIVMARK RESIDENTIAL · VMRK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Samuel Zell

Director · Other

Period of report

Feb 5, 2015

Accepted (ET)

Feb 9, 2015 · 4:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000906107

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares Of Beneficial Interest^F1,F2	Feb 5, 2015	A	40,488	$0.00	A	2,037,468	D
Common Shares Of Beneficial Interest^F3	holding	—	—		—	600	I	By Spouse, Trustee for Helen Zell Revocable Trust
Common Shares Of Beneficial Interest^F4	holding	—	—		—	1,206,968	I	Samstock, L.L.C.
Common Shares Of Beneficial Interest^F5	holding	—	—		—	33,410	I	Samuel Zell Revocable Trust
Common Shares Of Beneficial Interest^F6	holding	—	—		—	689,643	I	SERP Account
Common Shares Of Beneficial Interest^F7	holding	—	—		—	1,246	I	SZ JoAnn Trust
Common Shares Of Beneficial Interest^F8	holding	—	—		—	1,246	I	SZ Kellie Trust
Common Shares Of Beneficial Interest^F9	holding	—	—		—	1,246	I	SZ Matthew Trust
Common Shares Of Beneficial Interest^F10	holding	—	—		—	154,480	I	Zell Family Foundation

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents restricted shares scheduled to vest on February 5, 2018.
F10Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation, and does not have a pecuniary interest in such shares.
F2Direct total includes restricted shares of the Company scheduled to vest in the future.
F3Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of his pecuniary interest therein.
F4Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.
F6Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F7Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell is a beneficiary of SZJT and, as such, Mr. Zell may be deemed the beneficial owner of the shares reported herein.
F8Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell is a beneficiary of the SZKT and, as such, Mr. Zell may be deemed the beneficial owner of the shares reported herein.
F9Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell is a beneficiary of the SZMT and, as such, Mr. Zell may be deemed the beneficial owner of the shares reported herein.