SEC Form 4 · accession 0001127602-15-005028
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Santee
Officer — Executive Vice President & COO
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1,F2 | Feb 5, 2015 | A | 18,088 | $0.00 | A | 35,456 | D | |
| Common Shares Of Beneficial InterestF3 | holding | — | — | — | 14 | I | 401(k) Plan | |
| Common Shares Of Beneficial InterestF4 | holding | — | — | — | 8,592 | I | SERP Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares scheduled to vest on February 5, 2018.
- F2Direct total includes restricted shares of the Company scheduled to vest in the future.
- F3Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 10, 2015.
- F4Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP upon vesting of the shares.