SEC Form 4 · accession 0001127602-15-000680
VIVMARK RESIDENTIAL · VMRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Neal
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000906107
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial InterestF1 | Jan 2, 2015 | M | 4,599 | $38.57 | A | 13,107 | D | |
| Common Shares Of Beneficial InterestF1 | Jan 2, 2015 | S | 4,599 | $73.003 | D | 8,508 | D | |
| Common Shares Of Beneficial InterestF2 | holding | — | — | — | 17,217 | I | SERP Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $38.57 | Jan 2, 2015 | M | 4,599 | D | — | Feb 7, 2018 | Common Shares Of Beneficial Interest | 4,599 | 0 | D |
Explanation of responses
- F1Direct total includes restricted shares of the Company scheduled to vest in the future.
- F2Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
- F3Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.