SEC Form 4 · accession 0001171843-19-000512
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Doramus
Director
Period of report
Jan 23, 2019
Accepted (ET)
Jan 25, 2019 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 23, 2019 | M | 712 | $25.25 | A | 11,046 | D | |
| SFNC | holding | — | — | — | 810 | I | By LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 23, 2019 | A | 2,851 | A | — | — | Common | 2,851 | 2,851 | D |
| Restricted Stock UnitF4,F3 | $25.25 | Jan 23, 2019 | M | 712 | D | — | — | Common | 712 | 2,139 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.
- F2712 Restricted Stock Units vest on January 23, 2019; 713 Restricted Stock Units vest on April 01, 2019; 713 Restricted Stock Units vest on July 01, 2019 and 713 Restricted Stock Units vest on October 01, 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
- F3The Restricted Stock Unit vested on January 23, 2019.
- F4713 Restricted Stock Units vest on April 01, 2019; 713 Restricted Stock Units vest on July 01, 2019 and 713 Restricted Stock Units vest on October 01, 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.