SEC Form 4 · accession 0001171843-19-000465
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Makris Jr.
Officer — Chairman & CEO · Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 18, 2019 | M | 4,452 | $26.48 | A | 141,225 | D | |
| SFNC | Jan 18, 2019 | F | 2,101 | $26.48 | D | 139,124 | D | |
| SFNC | Jan 18, 2019 | M | 4,990 | $26.48 | A | 144,114 | D | |
| SFNC | Jan 18, 2019 | F | 2,308 | $26.48 | D | 141,806 | D | |
| SFNC | Jan 19, 2019 | A | 2,620 | $26.17 | A | 144,426 | D | |
| SFNC | Jan 19, 2019 | F | 1,212 | $26.17 | D | 143,214 | D | |
| SFNC | holding | — | — | — | 210,766 | D | ||
| SFNC | holding | — | — | — | 1,016 | D | ||
| SFNC | holding | — | — | — | 2,669 | D | ||
| SFNC | holding | — | — | — | 3,742 | I | By Trust | |
| SFNC | holding | — | — | — | 8,100 | I | By IRA | |
| SFNC | holding | — | — | — | 9,500 | I | By IRA (Spouse) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $26.48 | Jan 18, 2019 | M | 4,542 | D | — | — | Common | 4,542 | 4,542 | D |
| Restricted Stock UnitF1,F4,F2 | $26.48 | Jan 18, 2019 | M | 4,990 | D | — | — | Common | 4,990 | 10,136 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares/units reported in this Form 4 has been adjusted to reflect the stock split.
- F2The Restricted Stock Unit vested on January 18, 2019.
- F3The balance of the Restricted Stock Unit vests on January 18, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
- F44,992 Restricted Stock Units vest on January 18, 2020 and 5,144 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.