SEC Form 4 · accession 0001171843-19-000461
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David W Garner
Officer — EVP, Controller & CAO
Period of report
Jan 18, 2019
Accepted (ET)
Jan 23, 2019 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 18, 2019 | M | 526 | $26.48 | A | 31,372 | D | |
| SFNC | Jan 18, 2019 | F | 193 | $26.48 | D | 31,179 | D | |
| SFNC | Jan 19, 2019 | A | 318 | $26.17 | A | 31,497 | D | |
| SFNC | Jan 19, 2019 | F | 117 | $26.17 | D | 31,380 | D | |
| SFNC | holding | — | — | — | 4,306 | D | ||
| SFNC | holding | — | — | — | 5,874 | D | ||
| SFNC | holding | — | — | — | 6,000 | I | By Trust (Mother) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $26.48 | Jan 18, 2019 | M | 526 | D | — | — | Common | 526 | 1,070 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares/units reported in this Form 4 has been adjusted to reflect the stock split.
- F2The Restricted Stock Unit vested on January 18, 2019.
- F3526 Restricted Stock Units vest on January 18, 2020 and 544 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.