SEC Form 4 · accession 0001171843-19-000380
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty Casteel
Officer — SEVP
Period of report
Jan 16, 2019
Accepted (ET)
Jan 18, 2019 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 16, 2019 | A | 9,040 | $26.27 | A | 104,879 | D | |
| SFNC | Jan 16, 2019 | F | 4,302 | $26.27 | D | 100,577 | D | |
| SFNC | Jan 17, 2019 | M | 1,576 | $26.43 | A | 102,153 | D | |
| SFNC | Jan 17, 2019 | F | 714 | $26.43 | D | 101,439 | D | |
| SFNCF1 | holding | — | — | — | 8,306 | D | ||
| SFNCF2 | holding | — | — | — | 5,230 | D | ||
| SFNC | holding | — | — | — | 22,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F5,F4 | $26.43 | Jan 17, 2019 | M | 1,576 | D | — | — | Common | 1,576 | 1,576 | D |
Explanation of responses
- F1This number reflects the acquisition of 42 shares pursuant to the Company's Dividend Reinvestment Plan.
- F2Total share amount increased by 654 shares due to company's Employee Stock Purchase Plan.
- F3On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares/units reported in this Form 4 has been adjusted to reflect the stock split.
- F4The Restricted Stock Unit vested on January 17, 2019.
- F5The balance of the Restricted Stock Unit vests on January 17, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.