SEC Form 4 · accession 0001171843-18-008503
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Doramus
Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 19, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF2,F1 | Dec 8, 2017 | J | 810 | — | A | 810 | I | By LLC |
| SFNC | holding | — | — | — | 9,924 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Doramus is a member and a manager of a limited liability company ("Company") that, on December 8, 2017, received shares of SFNC common stock ("Distributed Shares") as a liquidating distribution from another limited liability company of which the Company was a member. Such other limited liability company had received SFNC common stock (including the Distributed Shares) in exchange for its shares of First Texas BHC, Inc., which merged with and into SFNC on October 19, 2017. No consideration was paid by the Company for the Distributed Shares. Because of Mr. Doramus's status with respect to the Company, at the time of the distribution, Mr. Doramus obtained an indirect pecuniary interest in 405 of the Distributed Shares.
- F2On February 8, 2018, SFNC effected a 2-for-1 stock split ("Split"). The number of shares reported in this Form 4 has been adjusted to reflect the Split.