SEC Form 4 · accession 0001171843-18-004800
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnny W McCaleb
Officer — EVP & Audit Executive
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jun 20, 2018 | M | 5,334 | $31.70 | A | 10,666 | D | |
| SFNC | Jun 20, 2018 | F | 1,667 | $31.70 | D | 8,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $31.70 | Jun 20, 2018 | M | 5,334 | D | — | — | Common | 5,334 | 5,334 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split.
- F2The Restricted Stock Unit vested on June 20, 2018.
- F3The remainder of the Restricted Stock Units will vest on June 20, 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.