SEC Form 4 · accession 0001171843-18-003574
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell William Teubner
Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | May 3, 2018 | M | 410 | $29.75 | A | 2,498 | D | |
| SFNC | holding | — | — | — | 662 | I | By Revocable Trust | |
| SFNC | holding | — | — | — | 8,044 | I | By Charitable Remainder Trust | |
| SFNC | holding | — | — | — | 12,820 | I | By 401K | |
| SFNC | holding | — | — | — | 41,114 | I | By SEP-IRA | |
| SFNC | holding | — | — | — | 2,906 | I | By IRA | |
| SFNC | holding | — | — | — | 10,660 | I | By IRA | |
| SFNC | holding | — | — | — | 2,478 | I | By Spouse IRA | |
| SFNC | holding | — | — | — | 19,906 | I | By Teubner Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $29.75 | May 3, 2018 | M | 410 | D | — | — | Common | 410 | 1,230 | D |
Explanation of responses
- F1The Restricted Stock Unit vested upon acceptance.
- F2410 Restricted Stock Units vest on July 2, 2018; 410 Restricted Stock Units vest on October 1, 2018 and 410 Restricted Stock Units vest on January 2, 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.