SEC Form 4 · accession 0001171843-18-003249
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Garner
Officer — EVP, Controller & CAO
Period of report
Apr 27, 2018
Accepted (ET)
May 1, 2018 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF2 | Apr 27, 2018 | M | 1,380 | $15.16 | A | 29,972 | D | |
| SFNC | Apr 27, 2018 | S | 1,380 | $30.50 | D | 28,592 | D | |
| SFNC | holding | — | — | — | 3,870 | D | ||
| SFNC | holding | — | — | — | 5,874 | D | ||
| SFNC | holding | — | — | — | 6,000 | I | By Trust (Mother) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1,F2 | $15.16 | Apr 27, 2018 | M | 1,380 | D | May 29, 2013 | May 28, 2018 | Common | 1,380 | 0 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split.
- F2On February 8, 2018, the Company effected a 2-for-1 stock split. The exercise price reported in this Form 4 has been adjusted to reflect the stock split.