SEC Form 4 · accession 0001171843-18-002525
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malynda K West
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF1 | Apr 2, 2018 | M | 169 | $27.85 | A | 1,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $27.85 | Apr 2, 2018 | M | 169 | D | — | — | Common | 169 | 337 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares/units reported in this Form 4 has been adjusted to reflect the stock split.
- F2The Restricted Stock Unit vested on April 2, 2018.
- F3169 Restricted Stock Units vest on July 02, 2018 and 168 Restricted Stock Units vest on October 01, 2018. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.