SEC Form 4 · accession 0001171843-18-001406
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnny W McCaleb
Officer — EVP & Audit Executive
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 2:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNCF1 | Feb 23, 2018 | M | 333 | $29.05 | A | 5,437 | D | |
| SFNCF1 | Feb 23, 2018 | F | 105 | $29.05 | D | 5,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $29.05 | Feb 23, 2018 | M | 333 | A | — | — | Common | 333 | 667 | D |
Explanation of responses
- F1On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares reported in this Form 4 has been adjusted to reflect the stock split.
- F2The Restricted Stock Unit vested on February 23, 2018.
- F3333 Restricted Stock Units vest on February 23, 2019 and 334 Restricted Stock Units vest on February 23, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.