SEC Form 4 · accession 0001171843-18-000576
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Garner
Officer — EVP, Controller & CAO
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 19, 2018 | A | 158 | $59.15 | A | 14,203 | D | |
| SFNC | Jan 19, 2018 | F | 58 | $59.15 | D | 14,145 | D | |
| SFNC | Jan 22, 2018 | M | 400 | $30.31 | A | 14,545 | D | |
| SFNC | holding | — | — | — | 1,935 | D | ||
| SFNC | holding | — | — | — | 2,937 | D | ||
| SFNC | holding | — | — | — | 3,000 | I | By Trust (Mother) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $30.31 | Jan 22, 2018 | M | 400 | D | May 29, 2013 | May 29, 2018 | Common | 400 | 690 | D |