SEC Form 4/A · accession 0001171843-18-000553
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George Makris Jr.
Officer — Chairman & CEO · Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 23, 2018 · 11:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | holding | — | — | — | 120,767 | D | ||
| SFNC | holding | — | — | — | 44,396 | D | ||
| SFNC | holding | — | — | — | 1,871 | I | Trust | |
| SFNC | holding | — | — | — | 898 | D | ||
| SFNC | holding | — | — | — | 508 | D | ||
| SFNC | holding | — | — | — | 4,050 | I | By IRA | |
| SFNC | holding | — | — | — | 4,750 | I | IRA (Spouse) | |
| SFNC | holding | — | — | — | 67 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F2 | $58.25 | Jan 18, 2018 | M | 2,270 | D | — | — | Common | 2,270 | 5,421 | D |
Explanation of responses
- F1Shares were unintentionally listed in the "acquired" column in original filing on January 22, 2018.
- F2The Restricted Stock Unit vested on January 18, 2018.
- F3One half of the Restricted Stock Unit vests on January 18, 2019 and 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.