SEC Form 4 · accession 0001171843-18-000542
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnny W McCaleb
Officer — EVP & Audit Executive
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | holding | — | — | — | 2,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 18, 2018 | A | 2,101 | A | — | — | Common | 2,101 | 2,101 | D |
| Restricted Stock UnitF1,F3 | — | Jan 18, 2018 | A | 400 | A | — | — | Common | 400 | 2,501 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.
- F2693 Restricted Stock Units vest on January 18, 2019; 693 Restricted Stock Units vest on January 18, 2020 and 715 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
- F3132 Restricted Stock Units vest on January 18, 2019; 132 Restricted Stock Units vest on January 18, 2020 and 136 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.