SEC Form 4 · accession 0001171843-18-000475
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty Casteel
Officer — SEVP
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 17, 2018 | M | 787 | $58.80 | A | 46,500 | D | |
| SFNC | Jan 17, 2018 | F | 288 | $58.80 | D | 46,212 | D | |
| SFNC | holding | — | — | — | 4,128 | D | ||
| SFNC | holding | — | — | — | 2,288 | D | ||
| SFNC | holding | — | — | — | 11,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $58.80 | Jan 17, 2018 | M | 787 | D | — | — | Common | 787 | 1,576 | D |
Explanation of responses
- F1The Restricted Stock Unit vested on January 17, 2018.
- F2One half of the Restricted Stock Unit vests on January 17, 2019 and 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.