SEC Form 4 · accession 0001171843-18-000326
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Kanneman
Officer — EVP
Period of report
Jan 10, 2018
Accepted (ET)
Jan 11, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jan 10, 2018 | M | 2,000 | $58.25 | A | 3,315 | D | |
| SFNC | Jan 10, 2018 | F | 791 | $58.25 | D | 2,524 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $58.25 | Jan 10, 2018 | M | 2,000 | D | — | — | Common | 2,000 | 4,000 | D |
Explanation of responses
- F1The Restricted Stock Unit vested on January 10, 2018.
- F2One half of the Restricted Stock Unit vests on January 10, 2019 and 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.