SEC Form 4 · accession 0001171843-17-007822
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell William Teubner
Director
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 9:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Dec 21, 2017 | M | 339 | $59.15 | A | 1,044 | D | |
| SFNC | holding | — | — | — | 331 | I | By Revocable Trust | |
| SFNC | holding | — | — | — | 4,022 | I | By Charitable Remainder Trust | |
| SFNC | holding | — | — | — | 6,410 | I | By 401K | |
| SFNC | holding | — | — | — | 20,557 | I | By SEP-IRA | |
| SFNC | holding | — | — | — | 1,453 | I | By IRA | |
| SFNC | holding | — | — | — | 5,330 | I | By IRA | |
| SFNC | holding | — | — | — | 1,239 | I | By Spouse IRA | |
| SFNC | holding | — | — | — | 9,953 | I | By Teubner Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 20, 2017 | A | 339 | A | — | — | Common | 339 | 339 | D |
| Restricted Stock UnitF3 | $59.15 | Dec 21, 2017 | M | 339 | D | — | — | Common | 339 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.
- F2The Restricted Stock Units vest immediately upon acceptance of the grant by Russell William Teubner.
- F3The Restricted Stock Units vested on December 21, 2017