SEC Form 4 · accession 0001171843-17-003770
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnny W McCaleb
Officer — EVP & Audit Executive
Period of report
Jun 20, 2017
Accepted (ET)
Jun 22, 2017 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Jun 20, 2017 | M | 2,666 | $51.90 | A | 2,887 | D | |
| SFNC | Jun 20, 2017 | F | 913 | $51.90 | D | 1,974 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $51.90 | Jun 20, 2017 | M | 2,666 | D | — | — | Common | 2,666 | 5,334 | D |
Explanation of responses
- F1The Restricted Stock Units vested on June 20, 2017.
- F2One half of the Restricted Stock Units vest on June 20, 2018 and 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.