SEC Form 4 · accession 0001171843-17-003132
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Garner
Officer — EVP, Controller & CAO
Period of report
May 16, 2017
Accepted (ET)
May 16, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | May 16, 2017 | M | 1,100 | $28.42 | A | 11,914 | D | |
| SFNC | holding | — | — | — | 1,751 | D | ||
| SFNC | holding | — | — | — | 2,937 | D | ||
| SFNC | holding | — | — | — | 3,000 | I | Trust (Mother) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $28.42 | May 16, 2017 | M | 220 | D | May 31, 2008 | May 31, 2017 | Common | 220 | 0 | D |
| Incentive Stock Option | $28.42 | May 16, 2017 | M | 220 | D | May 31, 2009 | May 31, 2017 | Common | 220 | 0 | D |
| Incentive Stock Option | $28.42 | May 16, 2017 | M | 220 | D | May 31, 2010 | May 31, 2017 | Common | 220 | 0 | D |
| Incentive Stock Option | $28.42 | May 16, 2017 | M | 220 | D | May 31, 2011 | May 31, 2017 | Common | 220 | 0 | D |
| Incentive Stock Option | $28.42 | May 16, 2017 | M | 220 | D | May 31, 2012 | May 31, 2017 | Common | 220 | 0 | D |