SEC Form 4 · accession 0001171843-17-002925
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty Casteel
Officer — SEVP
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | May 9, 2017 | M | 1,200 | $28.42 | A | 40,202 | D | |
| SFNC | May 9, 2017 | F | 641 | $54.08 | D | 39,561 | D | |
| SFNC | holding | — | — | — | 4,114 | D | ||
| SFNC | holding | — | — | — | 2,288 | D | ||
| SFNC | holding | — | — | — | 11,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $28.42 | May 9, 2017 | M | 240 | D | May 31, 2008 | May 31, 2017 | Common | 240 | 0 | D |
| Incentive Stock Option | $28.42 | May 9, 2017 | M | 240 | D | May 31, 2009 | May 31, 2017 | Common | 240 | 0 | D |
| Incentive Stock Option | $28.42 | May 9, 2017 | M | 240 | D | May 31, 2010 | May 31, 2017 | Common | 240 | 0 | D |
| Incentive Stock Option | $28.42 | May 9, 2017 | M | 240 | D | May 31, 2011 | May 31, 2017 | Common | 240 | 0 | D |
| Incentive Stock Option | $28.42 | May 9, 2017 | M | 240 | D | May 31, 2012 | May 31, 2017 | Common | 240 | 0 | D |