SEC Form 4 · accession 0001171843-17-000677
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Wade
Officer — EVP & Chief Credit Officer
Period of report
Feb 3, 2017
Accepted (ET)
Feb 3, 2017 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Feb 3, 2017 | M | 1,250 | $30.31 | A | 10,147 | D | |
| SFNC | Feb 3, 2017 | S | 1,250 | $60.65 | D | 8,897 | D | |
| SFNC | Feb 3, 2017 | M | 1,000 | $28.42 | A | 9,897 | D | |
| SFNC | Feb 3, 2017 | S | 1,000 | $60.65 | D | 8,897 | D | |
| SFNC | Feb 3, 2017 | S | 1,000 | $60.64 | D | 7,897 | D | |
| SFNC | holding | — | — | — | 1,000 | D | ||
| SFNC | holding | — | — | — | 3,446 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $28.42 | Feb 3, 2017 | M | 1,000 | D | May 31, 2008 | May 31, 2017 | Common | 1,000 | 0 | D |
| Non-Qualified Stock Option | $30.31 | Feb 3, 2017 | M | 1,250 | D | May 29, 2009 | May 28, 2018 | Common | 1,250 | 0 | D |